What is the Vetting Process and What Do I Need to Do?
What is the Vetting Process and What Do I Need to Do?
While an application for FMCSA operating authority is typically granted within 25 business days, the process may be extended if the application requires additional review. This review, referred to as "Vetting", ensures that operating authority applicants demonstrate a willingness and ability to comply with applicable statutes and regulations to obtain and maintain operating authority registration. During the Vetting process, your application will be listed as "Suspended" in FMCSA systems.
FMCSA evaluates, among other things, the following factors to determine whether an operating authority applicant is willing and able to comply with applicable statutory and regulatory requirements:
- The nature and extent of existing or past violations;
- the degree to which existing or past violations will affect, or have affected, the safety of operations, taking into account any crashes, deaths, or injuries associated with the violations;
- whether existing or past regulatory or statutory violations are the result of a willful failure to comply with applicable requirements;
- the existence and nature of pending and closed enforcement actions;
- whether adequate safety management controls exist to ensure acceptable compliance with applicable requirements; and
- the existence of corrective action, if any.
FMCSA does take into account attempts to correct past violations, corrective action and other similar corrective action plans. FMCSA also considers the existence of any mitigating circumstances surrounding the regulated entity's conduct. Additional information about Vetting can be found here.
FMCSA will notify you by e-mail if your application is subject to vetting and by e-mail and/or mail if additional information is needed for the review. If you don’t hear from FMCSA within 2 weeks from the day you applied for operating authority – and – your application status is Suspended in FMCSA systems, please contact us by webform, phone or chat.
Once the Vetting process is complete and the application status is changed from Suspended to Accepted in FMCSA systems, you must comply with additional requirements, including your Process Agent Designation (BOC-3 form), proof of insurance and/or surety bond or trust fund agreement. Only then, FMCSA will grant you operating authority.
Tips to help your application be processed as efficiently as possible:
- Motor Carriers: Ensure your USDOT Number is in an Active status.
- Motor Carriers: Provide a valid Principal Place of Business as your physical address. Do not use a P.O. Box, UPS Store, etc.
- Contact information (phone, e-mail) in FMCSA systems must be valid and up-to-date.
- Corporations (LLC, Inc., etc.): Make sure your company name on the application matches what you filed with the Secretary of State.
- Sole Proprietors: Make sure your legal name is your personal name. Trade name/DBA will be your company name.
- When filing the application for operating authority, remember to answer whether you currently have, or had within the last 3 years of the date of filing the application, any relationships involving common stock, common ownership, common management, common control or familial relationships with any FMCSA-regulated entities.