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Comprehensive Safety Analysis (CSA) 2010
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CSA 2010 Listening Sessions Final Report - March 2005
Appendix G - PowerPoint Presentation (Version from the Springfield, Massachusetts Listening Session)

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Comprehensive Safety Analysis 2010
Listening Sessions


Introductions

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Agenda

  • Introductions
  • Background
  • Purpose and Outcomes
  • Plenary Session
    • Current State: FMCSA's thoughts, Participants' thoughts
    • Case for Change: FMCSA's thoughts, Participants' thoughts
    • Future State: FMCSA's thoughts
  • Break-out Groups
  • Future State: Participants' thoughts
  • Next Steps and Close-out

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What Kind of Meeting Is This?

  • Informational
  • Decisional
  • Creative / Brain Storming

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What Kind of Meeting Is This?

  • Today's meeting is a combination of Informational and Creative / Brain Storming

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Ground Rules

  • You are invited to express your thoughts openly and respectfully.
  • Suspend judgment - respect others' perspectives.
  • Avoid bogging down in "war stories."
  • Express your ideas clearly and once.  No need to be repetitive.
  • No side bars, please.
  • Please turn cell phones off and take calls outside the room.

Comprehensive Safety Analysis 2010

  • Listening Sessions

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Background: The DOT Safety Goal

  • U.S. Department of Transportation Goal
    • No more than 1.0 fatality per 100 million vehicle miles traveled by the end of 2008.
  • Federal Motor Carrier Safety Administration's share of the Department's Goal
    • 41% reduction in large truck fatality rate by the end of 2008, which equates to no more than 1.65 fatalities per 100 million truck miles traveled.

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Background: Exposure

  • From 1992 - 2002
  • Commercial Vehicles:
    • VMT - 40% Increase
    • Registered Vehicles - 30% Increase
  • Passenger Vehicles:
    • VMT - 25% Increase
    • Registered Vehicles - 20% Increase
  • Commercial vehicle crash exposure is increasing at a higher rate than passenger vehicles

Graph showing truck fatalities of 2.8 per 100 million in 1996 steadily declining to 2.25 per 100 million in 2003.

Background: The Goal in Graphs

  • Large Truck Fatality Rates, 1996 to 2008
  • Fatality rate in truck related crashes has been on the decline for the past 6 years
  • We believe this trend will continue and the agency will meet its safety goal
  • We want to ensure we implement programs that continue this trend

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Background: The Case for Change

  • Increasing Carrier Population
  • Interstate carriers have risen from 300,000 in 1985 to just about 700,000 in 2004

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Background: The Case for Change

  • FMCSA could increase scope of influence
  • CRs currently cover less than 2% of the carrier population annually

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Background: The Case for Change

  • Increasing Freight Growth
  • Domestic:
    • 1998 - 13,000 million tons
    • 2010 - 18,000 million tons
    • 2020 - 22,500 million tons
  • International:
    • 1998 - 15,000 million tons
    • 2010 - 12,000 million tons
    • 2020 - 25,000 million tons

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Background: FMCSA Tools

  • Research and Data Analysis
  • Regulation
  • Outreach/Education
  • Training
  • Safety Monitoring
  • Compliance Oversight
  • Enforcement Actions

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Background: Continuous Improvement

  • FMCSA seeks continuous improvement
  • Comprehensive Safety Analysis for 2010, or "CSA 2010."
  • Preliminary thinking will be discussed today.
  • CSA 2010 needs your best thinking!

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Purpose

  • Share FMCSA's preliminary thinking
  • Get feedback from You!
  • Develop sharper, clearer thinking about the best way to move forward

A graphic titled The Gameboard showing a low cylindrical base labeled DIRECTION AND URGENCY, with three superimposed short cylinders labeled CURRENT STATE, CASE FOR CHANGE, and FUTURE STATE. A vertical barrier/wall sits between CURRENT STATE and FUTURE STATE, with an arrow passing over it labeled THE WAY FORWARD.

The Gameboard

  • Current State
  • Case For Change
  • Future State
  • Barriers between Current State and Future State

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Outcomes

  • Current state comments
  • Thoughts on the case for change
  • Future state ideas
  • Insights into barriers to change
  • Suggestions for reaching the future state

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Listening Session

  • Looking for feedback in the following areas
    • Current State
    • Case for Change
    • Future State
    • Barriers
    • The Way Forward

A graphic titled The Current State: FMCSA's View showing a low cylindrical base labeled DIRECTION AND URGENCY, with three superimposed short cylinders labeled CURRENT STATE, CASE FOR CHANGE, and FUTURE STATE. A vertical barrier/wall sits between CURRENT STATE and FUTURE STATE, with an arrow passing over it labeled THE WAY FORWARD.

The Current State: FMCSA's View


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The Current State: Compliance Reviews

  • The Compliance Review (CR) is based on adherence to laws and regulations
  • The CR is the primary tool for assessing safety compliance.
  • The CR is FMCSA's only tool for assigning safety fitness ratings .

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The Current State: SafeStat

  • Proven methodology
  • Automated monitoring system
  • Based on safety performance factors
  • Always room for improvement

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The Current State: The CR Process

  • Takes 2-3 days
  • Involves extensive review of paper
  • Requires on site personal interaction
  • Impacts motor carriers' daily operations
  • Consists of six rating factors
  • Focuses primarily on motor carriers

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The Current State: Outcomes of CR Process

  • Safety Ratings
    • CR yields one of three ratings
    • Based on safety performance
    • Provides a snapshot in time - static result
    • Unintended use - "Seal of Approval"
  • Potentially Enforcement
    • Civil penalties
    • Operations out-of-service orders

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The Current State: Results

  • CRs are effective in:
    • Educating Carriers about Compliance
    • Reducing crashes - 6,500
    • Avoiding injuries - 4,350
    • Saving Lives - 273

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The Current State: Other FMCSA Oversight Programs

  • New Entrant Audits
  • Roadside Inspections
  • HM Permit Reviews
  • Security Contact Reviews
  • (Future) Mexican Carrier Safety Audits

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The Current State: Challenges Going Forward

  • Only one method for issuing safety ratings
  • Resource intensive
  • Narrow focus limits effectiveness
  • Limited intervention options
  • Targeting needs data improvements

A graphic titled The Current State: Participants' View showing a low cylindrical base labeled DIRECTION AND URGENCY, with three superimposed short cylinders labeled CURRENT STATE, CASE FOR CHANGE, and FUTURE STATE. A vertical barrier/wall sits between CURRENT STATE and FUTURE STATE, with an arrow passing over it labeled THE WAY FORWARD. A large green arrow points to the CURRENT STATE cylinder.

The Current State: Participants' Views


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The Current State: Participants' Views

  • How do you experience FMCSA's oversight process?
  • How effective is FMCSA's oversight process?
  • What is working?
  • Not working?

A graphic titled The Case for Change: FMCSA's View showing a low cylindrical base labeled DIRECTION AND URGENCY, with three superimposed short cylinders labeled CURRENT STATE, CASE FOR CHANGE, and FUTURE STATE. A vertical barrier/wall sits between CURRENT STATE and FUTURE STATE, with an arrow passing over it labeled THE WAY FORWARD. A large green arrow points to the CASE FOR CHANGE cylinder.

The Case for Change: FMCSA's View


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The Case for Change: Why Change?

  • What are the consequences of not changing?
  • What are the advantages if we do change?

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The Case for Change: Point #1

  • To keep up with increasing volume
  • Interstate Carriers rose from 300,000 in 1985 to just about 700,000 in 2004

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The Case for Change: Point #2

  • To meet increasing program demands
  • New Entrants
  • Mexican Carrier Registration
  • Security Programs
  • Hazardous Materials Permits

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The Case for Change: Point #3

  • FMCSA could increase scope of influence.
  • CRs currently cover less than 2% of the carrier population annually.

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The Case for Change: Point #4

  • FMCSA could focus on entities beyond those with USDOT numbers
  • Commercial motor vehicle drivers
  • Individuals responsible for safety
  • Other ... ?

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The Case for Change: Point #5

  • FMCSA could leverage its dependency on partners (States, medical community, etc.) to find new and mutually beneficial strategies.

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The Case for Change: Summary

  • Reasons why FMCSA needs a new approach in order:
    • #1: To keep up with increasing volume
    • #2: To meet increasing program demands
    • #3: To expand scope of influence
    • #4: To expand focus of safety assessments
    • #5: To leverage dependency on partners

A graphic titled The Current State: Participants' View showing a low cylindrical base labeled DIRECTION AND URGENCY, with three superimposed short cylinders labeled CURRENT STATE, CASE FOR CHANGE, and FUTURE STATE. A vertical barrier/wall sits between CURRENT STATE and FUTURE STATE, with an arrow passing over it labeled THE WAY FORWARD. A large green arrow points to the CASE FOR CHANGE cylinder.

The Case for Change: Participants' View


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Case for Change: Participants' Thoughts

  • Point #1: To keep up with increasing volume
  • Point #2: To meet increasing program demands
  • Point #3: To expand scope of influence
  • Point #4: To expand focus of safety assessments
  • Point #5: Ro leverage dependency on partners
  • Other?

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LUNCH BREAK

  • Enjoy your lunch!
  • Get ready to hear FMCSA's thoughts and share your thoughts about the Future State in your Break-out Groups

A graphic titled The Future State showing a low cylindrical base labeled DIRECTION AND URGENCY, with three superimposed short cylinders labeled CURRENT STATE, CASE FOR CHANGE, and FUTURE STATE. A vertical barrier/wall sits between CURRENT STATE and FUTURE STATE, with an arrow passing over it labeled THE WAY FORWARD. A large green arrow points to the FUTURE STATE cylinder.

The Future State


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Moving to Future State

  • We have visited the Current State
  • We have made a Case for Change
  • The Federal Register posed some specific questions about the Future State which are posted
  • Today, we will take a broad approach and invite your creative ideas

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In the Future ...

  • How could it be different?
    • Attributes of a model program?
    • Who?
    • What?
    • How?
    • When?

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In the Future ...

  • What are the Attributes of a model program?
    • Flexible: Adaptable to changing environment
    • Efficient: Maximize use of resources
    • Effective: Improve safety performance
    • Innovative: Leverage data and technology
    • Equitable: Fair and unbiased
    • Other ... ?

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In the Future ...

  • Who should be monitored?
    • Motor carriers
    • Drivers
    • Key carrier officials (owners, safety directors, etc.)
    • Other ...?

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In the Future ...

  • What should be assessed?
    • Safety performance
    • Crash indicators
    • History
    • Risk
    • Operational characteristics
    • Other ...?

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In the Future ...

  • How should FMCSA assess safety?
    • Real time data
    • Appropriate data sources
    • Data driven algorithms
    • Other ...?
  • When should FMCSA assess safety?
    • Daily?
    • Monthly?
    • Semi-annually?
    • Snapshot in time?
    • Other ...?

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In the Future ...

  • FMCSA will use safety assessments to improve safety through....
    • Outreach, education
    • Notifications of safety problems
    • Focused CRs when appropriate
    • Interventions
    • Other? Who? What? How? When?

A graphic titled The Future State: Participants' Views showing a low cylindrical base labeled DIRECTION AND URGENCY, with three superimposed short cylinders labeled CURRENT STATE, CASE FOR CHANGE, and FUTURE STATE. A vertical barrier/wall sits between CURRENT STATE and FUTURE STATE, with an arrow passing over it labeled THE WAY FORWARD. A large green arrow points to the FUTURE STATE cylinder.

The Future State: Participants' Views


A graphic titled Future State: Participants' Views showing an empty list with a bullet labeled Future State at the top

Future State: Participants' Views


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Next Steps

  1. A report summarizing the results of these sessions will be posted to the docket: [Docket No. FMCSA-2004-18898]
  2. FMCSA will use the input from these sessions during the development of a new operational model.
  3. FMCSA will post milestone status of CSA 2010 on the FMCSA internet home page (www.fmcsa.dot.gov)
  4. This is a continuous improvement process.
  • Thank you for your participation!

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