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41 CFR Part 5110
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Dated:
May 30, 2000. Leon A. Wilson, Jr., Executive Director. [FR Doc. 0013859 Filed 6100; 8:45 am] BILLING CODE 635301P DEPARTMENT OF TRANSPORTATION Federal Motor Carrier Safety Administration 49 CFR Parts 385 and 390 [Docket No. FMCSA983947 (Formerly Docket No. FHWA983947)] RIN 2126AA14 (Formerly 2125AD49) Federal Motor Carrier Safety Regulations; General; Commercial Motor Vehicle Marking AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT. ACTION: Final rule. SUMMARY: The FMCSA is revising its requirements concerning the marking of commercial motor vehicles (CMVs) and for the submission of a Motor Carrier Identification Report (Form MCS150) to the agency. The FMCSA is eliminating the marking regulations of the former Interstate Commerce Commission (ICC), and requiring motor carriers to apply markings that conform to the requirements of this final rule. The agency is also amending its marking requirements to require that CMVs be marked with the legal name of the business entity that owns or controls the motor carrier operation, or the doing business as (DBA) name, as it appears on the Form MCS150. Motor carriers will be allowed two years to comply with the requirement to affix the USDOT number to both sides of their CMVs, and five years to comply with the additional requirements to display the legal name or a single trade name on the CMVs currently in their fleet. The FMCSA is redesignating the regulation that requires motor carriers to submit the Form MCS150, and requiring that all new interstate motor carriers submit a Form MCS150 to the FMCSA before (rather than within 90 days after) commencing operations. These revisions are intended to enhance the ability of the FMCSA, the States, and the general public to identify motor carriers. The FMCSA also revises the listing for locations of motor carrier safety Service Centers to reflect recent changes to the agency organizational structure. They were originally included in the NPRM concerning safety fitness procedures [RIN 2126AA42, formerly RIN 2125AE56, Docket No. OMCS99 |
5467
(formerly Docket No. FHWA99 5467)] (64 FR 44460, August 16,
1999). EFFECTIVE DATE: July 3, 2000. FOR FURTHER INFORMATION CONTACT: Ms. Deborah M. Freund, Office of Bus and Truck Operations, Routing Code MC PSV, (202) 3664009; or Mr. Charles E. Medalen, Office of the Chief Counsel, HCC20, (202) 3661354, Federal Highway Administration, 400 Seventh Street, SW., Washington, DC 20590. Office hours are from 7:45 a.m. to 4:15 p.m., e.t., Monday through Friday, except Federal holidays. SUPPLEMENTARY INFORMATION: Electronic Access Internet users may access all comments received by the U.S. DOT Dockets, Room PL401, by using the universal resource locator (URL):http:// dms.dot.gov. It is available 24 hours each day, 365 days each year. Please follow the instructions online for more information and help. An electronic copy of this document may be downloaded by using a computer, modem and suitable communication software from the Government Printing Officess Electronic Bulletin Board Service at (202) 5121661. Internet users may reach the Office of Federal Registers home page at: http://www.nara.gov/ fedreg and the Government Printing Offices web page at: http:// www.access.gpo.gov/nara. Background On January 28, 1992, the FHWA published a final rule (57 FR 3142) which required interstate motor carriers to mark their interstate CMVs with specific information, including the USDOT number (see 49 CFR 390.21). The final rule, however, provided an exception for motor carriers authorized by the former ICC to conduct operations as a for-hire motor carrier. These motor carriers were required to comply only with the marking provisions in former 49 CFR part 1058, now redesignated as 49 CFR 390.401, 390.403, 390.405, and 390.407 (61 FR 54706, 54710, October 21, 1996). The ICC Termination Act of 1995 (ICCTA) (Pub. L. 10488, 109 Stat. 803) was enacted on December 29, 1995, and became effective on January 1, 1996. The ICCTA abolished the ICC, amended subtitle IV of title 49, United States Code, reformed the economic regulation of transportation, and transferred the assets, personnel, and many of the duties and functions of the ICC to the Secretary of Transportation (Secretary). On June 16, 1998, the FHWA published a notice of proposed |
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rulemaking (NPRM)
(63 FR 32801) to amend its regulations concerning the marking of CMVs
and the submission of the Form MCS150. The agency proposed (1) To
eliminate the marking regulations of the former ICC and to require motor
carriers to replace the vehicle markings specified by those requirements
with markings that conform to 49 CFR 390.21; (2) to amend its current
rule to require that CMVs be marked with the legal name of the business
entity that owns or controls the motor carrier operation, or the doing
business as name, and the city and State for the principal
place of business as they appear on the Form MCS150; (3) to allow
motor carriers two years tocomply with the marking requirement (i.e.,
to display the USDOT number on both sides of their self-propelled CMVs),
and five years to comply with the additional requirements to display the
address of the principal place of business and the legal name, or a single
trade name; (4) to amend the regulations to require all new interstate
motor carriers submit a Form MCS150 to the FMCSA before (rather
than within 90 days after) commencing operations; and (5) to move the
regulations that requiremotor carriers to submit the Form MCS 150
from 49 CFR part 385 to part 390. |
of
New York Department of Transportation; Peninsula Transport, Inc., and an
additional 167 motor carriers. The following is a summary of the comments
on some of the key items addressed in the notice. Relationship to Unified Motor Carrier Registration System Rulemaking Although most commenters did not oppose in principle the FMCSAs proposal to require self-propelled CMVs to be marked with a USDOT number, several of them, including the ATA, UPS, and the Distribution & LTL Carriers Association, recommended that the FMCSA delay this rulemaking pending the implementation of the congressionally mandated Unified Motor Carrier Registration System (Unified System). The Unified System is intended to provide a comprehensive foundation for registration, insurance, and safety information. The commenters asserted that the Unified System would help solve many of the problems mentioned in the NPRM, including matching the motor carrier (MC) and USDOT numbers. Commenters also suggest that the Unified System could be designed to include all of a motor carriers DBA names and other identifying information. The New York State DOT notes that it is participating in discussions with the U.S. DOT and others concerning the consolidation of the Unified System and the Single State Registration System (SSRS). New York believes there is conceptual agreement among the majority of SSRS States concerning assignment of USDOT numbers for both interstate and intrastate motor carriers, and asks that the FMCSAs regulation facilitate this approach. The Illinois State Police believes that many States already have the infrastructure in place to support a national motor carrier identification system. The NASTC categorically opposes the NPRM, believing that the MC number is necessary for State and Federal officials, and the traveling public, to distinguish for-hire from private motor carriers. FMCSA Response Section 103 of the ICCTA, which, among other things, added 49 U.S.C. 13908, required the Secretary to initiate a rulemaking proceeding to replace the current Department of Transportation identification number system, the SSRS under 49 U.S.C. 14504, the registration/ licensing system contained in 49 U.S.C. 1390113905, and the financial responsibility information system under 49 U.S.C. 13906 with a single, online Federal system. |
DOT, and AWHMT have suggested the FMCSA require motor carriers to periodically update the information contained on the MCS150. They say the information initially reported on the Form MCS150 may change over time. Inasmuch as the FMCSA uses this information to calculate a motor carriers accident rate for safety rating purposes, the commenters believe the FMCSA has a vested interest in requiring a periodic update of Form MCS150 to ensure the integrity of the data. FMCSA Response The 1996 ANPRM on the unified information/registration system (61 FR 43816) addresses this issue. One of the questions included there was the same as that asked by the AWHMT, the ATA, and the New York DOT. Section 217 of the Motor Carrier Safety Improvement Act of 1999 requires the FMCSA to require motor carriers to periodically update the information they provide in the form MCS150. An initial update is required by December 2000. Periodic updates would be required not more frequently than once every two years. The FMCSA will address this provision in a separate rulemaking action. Marking of Foreign and Intrastate Motor Carriers Power Units The AWHMT requested that the FMCSA consider if there is a potential for reciprocity between the CMV marking requirements of Canada and Mexico and those currently contained in and proposed for the FMCSRs. UPS commented that motor carriers subject to the FMCSAs regulations that operate portions of their fleets within single jurisdictions are subject to the additional marking requirements of those jurisdictions. For example, State Public Utilities Commissions often impose their own marking requirements. UPS stated that it, as well as other motor carriers and the ATA, had filed comments in Docket MC 96 25 [Motor Carrier Replacement Information/Registration System, now DOT Docket 19972349] recommending that the USDOTs marking requirements be the sole method to identify CMVs operated by motor carriers under the FMCSAs jurisdiction. The NYSMTA asked the FMCSA to consider preempting the marking requirements of State or local jurisdictions for vehicles bearing USDOT numbers that are not domiciled within that jurisdiction. The NYSMTA noted that a city requires the marking of a street address. The Missouri DMCRS requested that States be allowed to |
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Currently, all interstate
motor carriers (both for-hire and private) are assigned USDOT numbers.
Also, several States require intrastate motor carriers to complete Form
MCS150 and obtain a USDOT identification number. These motor carriers
are listed in the Motor Carrier Management Information System (MCMIS)
as intrastate-only carriers. The addition of these motor carriers to the
MCMIS enables the States to work together in determining the number of
active motor carriers operating in the United States, and to monitor the
safety performance of the motor carriers. Another reason to use the USDOT
number as the key identifier for all motor carriers is the role that it
plays in the Performance and Registration Information Systems Management
(PRISM) project. The PRISM project is a cooperative Federal/State program
that makes motor carrier safety a requirement for obtaining and keeping
commercial motor vehicle registration privileges. The performance of unsafe
motor carriers is improved through a program of progressively more stringent
sanctions leading to a possible Federal operations out-of-service order
and suspension of their State issued vehicle registration privileges.
The vehicle registration records contain the USDOT number as a unique
identifier of the motor carrier responsible for the safety of the CMVs. |
Principal
Place of Business Address With regard to the proposed language concerning the requirement for motor carriers to display only the location of their principal place of business, the ATA, the NPTC, UPS, CF, Roadway Express, Yellow Corporation, NAVL, the Georgia Public Service Commission, and a number of other motor carriers and associations strongly oppose any change to the existing regulation. Most argue that the principal place of business address, being the third way to identify the motor carrier (after the USDOT number and the single trade name), does not help much if the first two are correct or incorrect. While most commenters agree that some type of number is needed to help match safety records, they dont believe that the address of the principal place of business provides the same benefit. They believe the cost to the motor carrier to accomplish the change definitely outweighs any perceived advantage. The New York State DOT opposes the proposal because it believes that motor carriers would be prohibited from displaying the location where a CMV is customarily based. The agency cited an example of a motor carrier of passengers that has acquired various New York based carriers. New York prefers to retain the location identification to aid them in tracking the performance of the individual subsidiaries. FMCSA Response The FMCSA agrees with the commenters; the motor carrier name and the unique USDOT number should be sufficient to properly identify the motor carrier. The FMCSA does not believe it is necessary to include in the final rule the requirement to display the city and State. As UPS noted, unless there is an error in the collection of the original data, there should be no instance in which two motor carriers have both the same name and the same USDOT number. The use of an address does not ensure the accurate collection of data and imposes an additional and unjustified burden on the industry. As for the comments of the New York State DOT, the final rule does not require motor carriers to mark their motor vehicles with the city and State, but does not prohibit the practice either. The FMCSA believes that many motor carriers will continue to display the city and State for marketing purposes and to maintain a connection to the local communities they serve. Periodic Update of the Form MCS150 The ATA, Distribution and LTL Carriers Association, New York State |
DOT,
and AWHMT have suggested the FMCSA require motor carriers to periodically
update the information contained on the MCS150. They say the information
initially reported on the Form MCS150 may change over time. Inasmuch
as the FMCSA uses this information to calculate a motor carriers accident
rate for safety rating purposes, the commenters believe the FMCSA has a
vested interest in requiring a periodic update of Form MCS150 to ensure
the integrity of the data. FMCSA Response The 1996 ANPRM on the unified information/registration system (61 FR 43816) addresses this issue. One of the questions included there was the same as that asked by the AWHMT, the ATA, and the New York DOT. Section 217 of the Motor Carrier Safety Improvement Act of 1999 requires the FMCSA to require motor carriers to periodically update the information they provide in the form MCS150. An initial update is required by December 2000. Periodic updates would be required not more frequently than once every two years. The FMCSA will address this provision in a separate rulemaking action. Marking of Foreign and Intrastate Motor Carriers Power Units The AWHMT requested that the FMCSA consider if there is a potential for reciprocity between the CMV marking requirements of Canada and Mexico and those currently contained in and proposed for the FMCSRs. UPS commented that motor carriers subject to the FMCSAs regulations that operate portions of their fleets within single jurisdictions are subject to the additional marking requirements of those jurisdictions. For example, State Public Utilities Commissions often impose their own marking requirements. UPS stated that it, as well as other motor carriers and the ATA, had filed comments in Docket MC 96 25 [Motor Carrier Replacement Information/Registration System, now DOT Docket 19972349] recommending that the USDOTs marking requirements be the sole method to identify CMVs operated by motor carriers under the FMCSAs jurisdiction. The NYSMTA asked the FMCSA to consider preempting the marking requirements of State or local jurisdictions for vehicles bearing USDOT numbers that are not domiciled within that jurisdiction. The NYSMTA noted that a city requires the marking of a street address. The Missouri DMCRS requested that States be allowed to |
|
continue to require
display of additional information, such as the GVW or the GVWR, on power
units that are registered solely for intrastate operation. |
within
90 days of commencing operations. The NPRM proposed that all new motor carriers
submit a Form MCS 150 to the FMCSA before commencing operations. The
NPRM also proposed that all CMVs added to a motor carriers fleet on
or after the effective date of the rule must display the motor carriers
USDOT number before being put into service. The FMCSA received no adverse comments on this provision of the NPRM. The final rule will implement it as proposed. Time to Comply With Regulations Commenters responses pertaining to the proposed length of time for motor carriers to comply with the marking requirements (two years for the USDOT number and five years for the principal place of business and single trade name) varied widely. Commenters suggested phase-in periods that varied from two years for some of the smaller motor carriers to seven years for those carriers having large fleets. Some commenters suggested the FMCSA consider a single date for motor carriers to meet all the requirements. Yellow Corporation, for example, suggested a conversion period of three years, claiming it would reduce the overall costs to carriers and would provide adequate time for the training of enforcement officials. Other commenters, such as the NPTC and NAVL, contended that five years was a more appropriate phase-in period because many fleets turn over their equipment over that interval. They did support the provision in the NPRM requiring vehicles added to a fleet be marked with the USDOT number when placed into service. FMCSA Response The FMCSA has decided to proceed with the original time frames outlined in the NPRM. The final rule requires the motor carrier to display its USDOT number within two years of the effective date of this rule and its single trade name or DBA name within five years on CMVs that are currently in service. All new CMVs entering the fleet must meet all the marking requirements before being put into service. The FMCSA believes that these time frames will allow motor carriers to meet the marking requirements without creating either an administrative or economic hardship. As stated previously, the FMCSA will eliminate the requirement for motor carriers to display the city and State on the side of their vehicles. |
Marking
of Driveaway and Short-Term Rental Vehicles The ATC Leasing Company and the NATA requested that the provisions of § 390.407, which were written specifically to recognize the unique operational needs of driveaway combinations, be left intact. These commenters claim that the elimination of this section would not provide any economic or safety benefit to the public, but would burden those carriers that operate driveaway combinations with unnecessary and costly duplication. UPS addressed the issue of marking short-term rental CMVs. UPS noted, among other things, that § 390.21(e) does not require the use of a temporary identification device. FMCSA Response The FMCSA agrees with the comments submitted by ATC Leasing and the NATA on behalf of the driveaway industry. The requirements of § 390.407 concerning removable devices are being retained and incorporated into § 390.21. The FMCSA responds to UPS that the proposed language for § 390.21(e) is substantially identical to that of the current § 390.23(e), except that the agency will no longer require display of the lessors city or community and State. Neither the current nor the proposed regulation require use of a temporary identification device on short-term rental vehicles. Contracts and Certificates of Insurance The ATA, the NASTC, and approximately 170 motor carriers commented that many of their written contracts and certificates of insurance made available to the shipping public identify them by their MC number. They contend the FMCSA has not estimated the cost to the shipper and broker community of changing existing contracts to use a new system so that each motor carrier can be identified by a USDOT number. They also believe it is important for public warehousing purposes that the existing MC number in their contract appear on the door of the equipment making pickups. This allows verification that the freight is being tendered to the properly licensed and insured motor carrier with whom a contract was signed. The majority of the motor carriers commenting suggested the FMCSA allow for hire carriers to continue to use the MC number as a primary identifier for all aspects of their operation and let the private carriers continue to use the USDOT number. FMCSA Response There is no Federal requirement that motor carriers display their MC number |
|
on contracts or
certificates of insurance. This practice was developed by the motor
carrier industry for its own purposes and may be continued if the
industry chooses. The regulation requires motor carriers to display
the USDOT number on both sides of their power units. It does not require
motor carriers to remove the MC number, although they are encouraged
to refrain from displaying the MC number on new or repainted CMVs
once the rule becomes final. |
MCMIS
Census database to issue USDOT numbers to interstate carriers. As part
of the project, prior to the issuance of International Registration
Plan (IRP) documents, the entity registering vehicles is required to
have a USDOT number and each vehicle must have a USDOT number assigned
to it. If a carrier does not have a USDOT number at the time of registration,
a Form MCS150 must be provided so that the State can issue the
USDOT number necessary to complete the vehicle registration process.
The FMCSA has given the States an option to issue USDOT numbers to their intrastate carriers. Currently, 11 States are adding the Form MCS150 information for these carriers individually through direct access to the MCMIS Census database. The system issues a USDOT number as each carrier is entered into the database. New York already has existing databases on their intrastate carriers and has requested that the FMCSA develop a process for the batch issuance of USDOT numbers. The FMCSA has developed procedures necessary to support this process and expects to begin pilot testing by mid-2000. The agency anticipates that the first test State will be New York and that the pilot test will last for several months. Assuming the pilot test is successful, other interested States will then be able to use this process. Marking of Intermodal Container Chassis and Trailers The South Carolina Trucking Association and the New Jersey Motor Truck Association requested the FMCSA to define an intermodal container chassis as a CMV and its owner as a motor carrier engaged in interstate commerce. They believe that intermodal chassis equipment is unique enough to require the owners to display their own USDOT number, and that this requirement would go a long way towards establishing responsibility for the care, maintenance, and condition of chassis equipment. Bonanza Bus Lines recommends that all trailers display a USDOT number on both sides and on the rear. FMCSA Response Maintenance of intermodal container chassis and trailers is being addressed in a separate agency action, and will not be addressed in this final rule. In response to a petition filed by the ATA and the ATA Intermodal Conference, the agency published an ANPRM (64 FR 7849, February 17, 1999). The petitioners contended that motor carriers have minimal opportunity to |
maintain
intermodal container chassis and that the parties who do have the opportunity
often fail to do so. The FMCSA agreed to consider revisions to the requirements
in parts 390 and 396 of the Federal Motor Carrier Safety Regulations
(FMCSRs) that place upon motor carriers the responsibility for maintaining
this equipment. As part of this process, the FMCSA held three public
hearings in late 1999 to gather information on the extent of this problem
and to receive feedback on the solution proposed by petitioners, i.e.,
to mandate joint responsibility between the equipment provider
and the motor carrier for maintaining this type of intermodal equipment.
The FMCSA will decide these issues and others raised by the commenters
in the rulemaking involving intermodal containers, chassis and trailers.
Accordingly, comments of the South Carolina Trucking Association and
the New Jersey Motor Truck Association will be submitted to that docket
for consideration. With respect to Bonanza Bus Lines comment, the NPRM did not consider marking of CMVs other than power units; extending its provisions to cover them would be beyond the scope of this rulemaking. The ICC first required self-propelled CMVs to be marked in 1954. The agency has undertaken several rulemakings concerning CMV marking in the last 12 years. Although the agency has occasionally received correspondence concerning marking of trailers, the FMCSA does not believe this additional marking is necessary. Marking of Small For-Hire Passenger Vehicles The Georgia Public Service Commission requested the FMCSA to clarify the marking requirements applicable to smaller for-hire passenger vehicles (designed to transport 7 to 15 passengers) that are subject to the FMCSAs registration requirements, but not to the remainder of the FMCSRs. FMCSA Response On September 3, 1999, the agency published an NPRM (64 FR 48518) concerning the applicability of specific provisions of the FMCSRs to this class of passenger vehicles. That action responded to congressional direction contained in section 4008(a) of the Transportation Equity Act of the 21st Century (TEA21) (Pub. L. 105178, 112 Stat. 107, June 9, 1999), which amended the definition of the term commercial motor vehicle found at 49 U.S.C. 31132 to cover vehicles designed or used to transport more than 8 passengers (including the driver) for |
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compensation.
Among other things, the September 3 NPRM proposed to require that
motor carriers operating CMVs designed or used to transport between
9 and 15 passengers (including the driver) for compensation file a
motor carrier identification report and mark their CMVs with a USDOT
number and other identifying information (i.e., name or trade name
and address of the principal place of business). In an interim final
rule published that same day, the agency amended the statutory definition
of a CMV to be consistent with the TEA21 definition, but it
exempted this class of motor carriers from the FMCSRs for six months,
to allow the FMCSA time to gather additional information on this population
of carriers and to complete the rulemaking action. The FMCSA is reviewing
comments to that docket and plans to issue a final rule in the near
future. FMCSA Response |
safety
requirements of the FMCSRs. Motor carriers who use their personal pick-ups
for business purposes can affix temporary signs and remove them when
necessary. Vehicles Under Intermittent Lease and Short-Term Rental The TRALA stated it supported the NPRM as written. The AMSA and NAVL requested the FMCSA to consider adding a new, unique rule that would address the household goods, intermittent lease issue. The main focus would mirror the concept adopted by the International Fuel Tax Agreement (IFTA) in that a vehicle leased intermittently to a household goods carrier would be allowed to display both the agents and the motor carriers marking information linked by the phrase Interleased to. FMCSA Response A special provision in the marking rule for the household goods industry is not necessary. If the industry wishes to display the household goods agents name and authority number, in conjunction with the household goods carriers name and USDOT number, the FMCSA would not object. The rule already allows for other identifying information to be displayed on the CMV as long as it is not inconsistent with the information required in § 390.21. FMCSA Estimates of the Costs and Benefits The FMCSA has completed a final regulatory evaluation (FRE) comparing the projected safety benefits of a retrofitting requirement to the potential economic impact on the motor carrier industry. The following discussion summarizes the FMCSAs analysis. A copy of the complete FRE is available for review in the docket. Cost This rule would require all former ICC motor common and contract carriers to |
mark
their CMVs with a USDOT Number and the legal
name of the business entity that owns or controls the motor carrier
operation, or the doing business as name, as
they appear on the Form MCS150. Many carriers with authority from
the former ICC already include their legal, or DBA name, on the both
sides of their vehicles. The vast majority of carriers will use either stencils or decals for marking, as these are the cheapest methods. The FMCSA assumed that small carriers will use individual stencil kits, medium carriers will use larger kits, and large carriers will use individually developed decals. Price estimates are shown in table 1. We assumed that changing a name is 50 percent more expensive than changing a DOT number. The agency estimates that the average time to affix a DOT number would be about 12 minutes. Adding a new name was also assumed to require 12 minutes. Because this is a simple procedure, we assumed that the marking would be placed by class 3 mechanics, at an average cost of $15 per hour. Therefore, the labor cost is $3 to apply a DOT number and an additional $3 for a name change. Table 1 displays these figures, along with the total labor and material cost. The FMCSA has determined that the opportunity cost of this rule is negligible or nonexistent, for two reasons. First, vehicles will only be placed out of service for 12 to 36 minutes, which is too brief a period to have earned any measurable amount of revenue. Second, virtually all vehicles would be available at no opportunity cost (in non-revenue producing service and not being serviced) for 12 to 36 minutes sometime in the two-year phase-in period. Therefore, the FMCSA does not believe there is an opportunity cost associated with this rule. |
| Carrier size, by number of power units |
Material
Cost, per vehicle
|
Labor
cost, per vehicle
|
Total
cost, per vehicle
|
||
|---|---|---|---|---|---|
|
DOT
number
|
Name
|
DOT
Number
|
Name
|
||
|
1-6 |
$8
|
$12
|
$3
|
$3
|
$26
|
| 7-20 |
6
|
9
|
3
|
3
|
21
|
| 21-99 |
4
|
6
|
3
|
3
|
16
|
| 100-999 |
2
|
3
|
3
|
3
|
11
|
| 1000+ |
1
|
1.50
|
3
|
3
|
9
|
| Unspecified |
6
|
9
|
3
|
3
|
21
|
|
There are 75,737 carriers with the authority from the former ICC, but the ICC did not collect information about |
number of vehicles operated per carrier. However, FMCSAs MCMIS has | information on the number of power units per carrier. |
|
Table 2 shows
how the agency |
number
of power units from MCMIS. The term unspecified means that the FMCSA has no information on the number of vehicles operated by the motor carrier. The third column from the left shows the assumed number of carriers in each size group regulated by |
the
former ICC. The last column shows the estimated number of power units in each size class. We assumed that unspecified carriers have at least three vehicles, since the FMCSA tends to have the least information about the smaller carriers. |
TABLE 2.ESTIMATED
NUMBER OF FOR-HIRE CARRIERS AND VEHICLES REGULATED BY THE FORMER ICC, BY
CARRIER SIZE
|
Carriers
by number of vehicles
|
Percent
of MCMIS carriers
|
Estimated
number of carriers regulated by former ICC
|
Estimated
numer of vehicles regulated by former ICC
|
|---|---|---|---|
| 1-6 |
55.2 |
41,800
|
87,665 |
| 7-20 |
10.1
|
7,624
|
88,109
|
| 21-99 |
5
|
3,772
|
158,033
|
| 100+ |
1
|
778
|
323,636
|
| Unspecified |
28.7
|
21,763
|
65,289
|
| Total |
100
|
75,737
|
722,732
|
|
Motor carriers
are currently required |
USDOT
number, while 80 percent already display their legal, or DBA, names. Therefore, the FMCSA estimates that 90 percent of eligible carriers or 650,458 vehicles will require a new DOT number (.9 × 722,732), and 20 percent of eligible carriers or 144,546 will need a new name (.2 × 722,732). If a greater percentage of vehicles already display either a DOT number or a valid name, the cost of this rule will be lower than the FMCSAs estimate. The total undiscounted cost of this rule is $5.7 million. With a 7 percent |
discount
rate and assuming that 1/x of all vehicles are marked each year (where x equals the phase-in periodtwo years to comply with the requirement to affix the USDOT number to both sides of their CMVs, and five years to comply with the additional requirements to display the legal name or a single trade name on the CMVs currently in their fleet) the total discounted cost equals $5 million. Table 3 shows the breakdown of costs by carrier size. |
TABLE 3.UNDISCOUNTED COST OF PROPOSAL BY CARRIER SIZE
|
Size
|
Material
|
Labor
|
Total
|
Percent
total cost
|
Per
carrier
|
|---|---|---|---|---|---|
|
1-6 |
$841,587
|
$289,295
|
$1,130,882
|
19.9
|
$27.05
|
| 7-20 |
634,382
|
290,759
|
925,141
|
16.2
|
121.35
|
| 21-99 |
758,557
|
521,508
|
1,280,066
|
22.5
|
339.36
|
| 100+ |
607,416
|
1,067,999
|
1,675,4152
|
29.4
|
2,153.49
|
| Unspecified |
470,079
|
215,453
|
685,532
|
12.0
|
31.50
|
| Total |
3,312,021
|
2,385,014
|
5,697,036
|
100.0
|
2,672.75
|
|
Not surprisingly,
the cost per carrier increases with carrier size. This rule would
cost the smallest carriers (those with fewer than six power-units)
about $27 and the largest carriers approximately $2,150. The same
pattern is evident within each size class (i.e., carriers with one
vehicle pay less than those with six). As a result of this, small
carriers, which compose 65 percent of all carriers regulated by the
former ICC, bear approximately 20 percent of the total cost of this
rule. |
this rule would cost carriers $5.7 million (undiscounted), with the cost spread through the five years following promulgation. The DOT guidelines mandate use of a threshold value per fatality prevented of $2.7 million. Thus, the benefits of this rule would approximately equal the costs if two fatalities were prevented over five years. Other combinations of crashes avoided (fatality, injury, and property-damage-only) could also drive the benefits of this rule above its costs, with the precise figures depending on the severity of the non-fatality accidents. The FMCSA believes that this rule is based on a reasoned determination that the benefits | justify
the cost. The FMCSA also believes that this rule could lead to the prevention
of a small number of accidents, and thus prove cost beneficial. Benefits The benefits of this rule, although significant, are difficult to quantify. The primary benefit would be an improvement in the FMCSAs ability to identify problem carriers and take action to reduce the potential for harm to the public from these carriers. The action taken would depend upon the severity of the problem. Extremely dangerous carriers, such as those with a |
|
consistently high
out-of-service (OOS) rate or with a greater than expected number of
accidents, could be forced to discontinue operations. Carriers with
less severe problems could be targeted for educational outreach and
other enforcement actions. While the FMCSA programs cannot entirely
eliminate the threat from unsafe carriers, we believe they can help
reduce the negligent behavior that leads to accidents. The extreme
action of taking a carrier out of business would eliminate the dangerous
behavior of risky carriers entirely. |
The
FMCSAs intention is not only to improve safety, but to achieve
consistency and uniformity and lower the cost of enforcement and compliance
for the government, the motor carrier industry, and the general public.
Rulemaking Analyses and Notices Executive Order 12866 (Regulatory Planning and Review) and DOT Regulatory Policies and Procedures The FMCSA has determined that this action is a significant regulatory action within the meaning of Executive Order 12866 and significant within the meaning of the Department of Transportations regulatory policies and procedures. The FMCSA has prepared a final regulatory evaluation of the economic impact the regulatory changes will have on the motor carrier industry. A copy of the final regulatory evaluation is included in the docket file. Prior to the elimination of the ICC, most for-hire motor carriers were required to obtain ICC authority in order to operate in interstate commerce. Carriers which were granted ICC operating authority were also given an ICC docket number, which they were required to display on both sides of each power unit. Carriers are also required to display their name and address (city and State) on both sides of their power units. A carrier may display any name under which it operates. The address must be the principal place of business or the terminal where the vehicle is located. The FMCSA uses the USDOT number to track carrier performance, primarily via the MCMIS, a mainframe computer system. It contains motor carrier data from a variety of sources: roadside inspections, accident reports, safety and compliance reviews, and enforcement actions. The MCMIS is the linchpin of a number of the FMCSAs programs. Federal and State field personnel use the MCMIS to initiate enforcement actions and educational outreach programs. By using the data, potentially unsafe carriers can be targeted for attention, often including compliance reviews. Carriers could be flagged as unsafe if a high percentage of their vehicles were placed out-of-service during a roadside safety inspection, or if they experience an above average number of accidents. The FMCSA analysts and managers use the database for analysis purposes, including monitoring overall trends and evaluating program effectiveness. In order to connect information from disparate sources, a unique identifier is required. For MCMIS, the USDOT |
number
serves as the unique identifier. Without this number, there is no way
to assign accidents, inspections, and other events to the correct motor
carrier. The existence of two identification numbers, the ICC/MC and the USDOT numbers, combined with a lack of consistency in the names displayed on vehicles, limits the effectiveness of the FMCSAs safety programs. Identification problems (such as those listed above) could result in a failure of the FMCSA to attribute a crash, or an OOS inspection, to the correct carrier. In FY 1996, the FMCSA was unable to match 12 percent of roadside inspections to the correct motor carrier. For accidents, the non-match rate was 30 percent. This failure rate means that the FMCSA is unaware of some carriers poor safety records, and these carriers do not receive the attention their safety record merits, such as a safety review or educational assistance. As a result, crashes occur that this oversight might have forestalled. In order to eliminate these problems and improve safety and the well-being of the public, the FMCSA is requiring all for-hire interstate carriers formerly regulated by the ICC to display their USDOT number on their vehicles (private carriers are already subject to this requirement). This rule would require all commercial motor vehicles, new or used, added to a motor carriers fleet to have a USDOT number displayed after the effective date of this final rule. Owners of these vehicles would also be required to place either their legal name, or a single trade name, on their vehicles. Existing vehicles which do not undergo a change in ownership would be required to display a USDOT number within two years of the effective date of this rule. Owners of existing vehicles would have five years to comply with the name requirements. Regulatory Flexibility Act In compliance with the Regulatory Flexibility Act (5 U.S.C. 601612), the agency has evaluated the effects of this rule on small entities. The economic impacts of this rule are discussed in the regulatory flexibility analysis, a copy of which is in the docket. Based on its analysis, the FMCSA believes that this rule will affect a substantial number of small entities, but will not have a significant economic impact on them. In compliance with the Regulatory Flexibility Act, the FMCSA certifies that this rule will not have a significant economic impact on a substantial number of small entities. The FMCSA estimates that 41,800 carriers with six or fewer power units |
|
will be covered
by this regulation, as will another 7,600 with 7 to 20 power units.
Our estimates indicate motor carriers with fewer than six power-units
would absorb about 26 percent of all costs. This rule would cost the
smallest carriers (those with fewer than six power-units) about $27
per vehicle. Those small motor carriers with 7 to 20 vehicles would
incur a cost of $21 per vehicle. As a result of this, the smallest
carriers, which compose 65 percent of all carriers regulated by the
former ICC, bear approximately 20 percent of $5,696,036, the total
cost of this proposal. The FMCSA does not see this as a substantial
financial burden on small entities. |
The
NPRM that was published on June 16, 1998, solicited public comments
on these information collection requirements as a component of the NPRM
action. A summary of the comments that addressing the MCS150 was
previously provided to the OMB. Comments were neutral to favorable;
in fact, several commenters asked the FMCSA to consider requiring motor
carriers to provide regular updates of information contained in the
MCS150. A single State commenter contended that the MCS150
contains superfluous information, discouraging States from using it
to identify intrastate motor carriers. However, that State did not cite
specific examples of data elements or information categories it believed
to be confusing or redundant. Section 390.19(a) changes the requirement of when Form MCS150 must be filed from within 90 days after beginning operations to before commencing operations. This change will be reflected on Form MCS150 in the Notice section on the form; however, it will not affect the burden hours for this information collection. The NPRM also included a proposed requirement that certain motor carriers submit an updated Form MCS150 to the FMCSA within 90 days from the effective date of the rule. This proposed, updated form would only have been required from those motor carriers that were using a name for their business that was not one of the two names on the MCS150 had filed with the agency. The FMCSA has eliminated this proposed requirement from the final rule, along with the additional burden hours it would have created. Estimated Annual Reporting Burden Number of respondents: 50,000 @ 20 minutes per respondent. Burden Hours: 16,667. National Environmental Policy Act The agency has analyzed this rulemaking for the purpose of the National Environmental Policy Act of 1969 (42 U.S.C. 4321 et seq.) and has determined that this action does not have any effect on the quality of the environment. Unfunded Mandates Reform Act of 1995 This rule does not impose a Federal mandate resulting in the expenditure by State, local, or tribal governments, in the aggregate, or by the private sector, of $100 million or more in any one year. 2 U.S.C. 1531 et seq. |
Executive
Order 12630 (Taking of Private Property) This rule will not effect a taking of private property or otherwise have taking implications under E.O. 12630, Governmental Actions and Interference with Constitutional Protected Property Rights. Executive Order 12988 (Civil Justice Reform) This action meets applicable standards in sections 3(a) and 3(b)(2) of E.O. 12988, Civil Justice Reform, tominimize litigation, eliminate ambiguity, and reduce burden. Executive Order 13045 (Protection of Children) We have analyzed this action under Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks. This rule is not an economically significant rule and does not concern an environmental risk to health or safety that may disproportionately affect children. Regulation Identification Number A regulation identification number (RIN) is assigned to each regulatory action listed in the Unified Agenda of Federal Regulations. The Regulatory Information Service Center publishes the Unified Agenda in April and October of each year. The RIN contained in the heading of this document can be used to cross reference this action with the Unified Agenda. List of Subjects 49 CFR Part 385 Highway safety, Motor carriers, Motor vehicle safety. 49 CFR Part 390 Highway safety, Motor carriers, Motor vehicle identification and marking, Reporting and recordkeeping requirements. Issued on: May 25, 2000. Clyde J. Hart, Jr., Acting Deputy Administrator. In consideration of the foregoing, the FMCSA amends title 49, Code of Federal Regulations, chapter III, parts 385 and 390, as follows: | PART 385SAFETY FITNESS PROCEDURES 1. The authority citation for part 385continues to read as follows: Authority: 49 U.S.C. 104, 504, 521(b)(5)(A), 5113, 31136, 31144, 31502; and 49 CFR 1.73. §§ 385.21 and 385.23 [Removed] 2. Remove §§385.21 and 385.23. |
|
Appendix A to
Part 385[Removed and Reserved] |
[Approved
by the Office of Management and Budget under control number 21260013] 7. Revise §390.21 to read as follows: § 390.21 Marking of CMVs. (a) General. Every self-propelled CMV, as defined in § 390.5, subject to subchapter B of this chapter must be marked as specified in paragraphs (b), (c), and (d) of this section. (b) Nature of marking. The marking must display the following information: (1) The legal name or a single tradename of the motor carrier operating the self-propelled CMV, as listed on the motor carrier identification report (Form MCS150) and submitted in accordance with § 390.19. (2) The motor carrier identificationnumber issued by the FMCSA, preceded by the letters USDOT. (3) If the name of any person otherthan the operating carrier appears on the CMV, the name of the operating carrier must be followed by the information required by paragraphs (b)(1), and (2) of this section, and be preceded by the words operated by. (4) Other identifying information maybe displayed on the vehicle if it is not inconsistent with the information required by this paragraph. (5) Each motor carrier shall meet thefollowing requirements pertaining to its operation: (i) All CMVs that are part of a motorcarriers existing fleet on July 3, 2000, and which are marked with an ICCMC number must come into compliance with paragraph (b)(2) of this section by July 3, 2002. (ii) All CMVs that are part of a motorcarriers existing fleet on July 3, 2000, and which are not marked with the legal name or a single trade name on both sides of their CMVs, as shown on the Motor Carrier Identification Report, Form MCS150, must come into compliance with paragraph (b)(1) of this section by July 5, 2005. (iii) All CMVs added to a motorcarriers fleet on or after July 3, 2000, must meet the requirements of this section before being put into service and operating on public ways. (c) Size, shape, location, and color of marking. The marking must (1) Appear on both sides of the self-propelled CMV; (2) Be in letters that contrast sharplyin color with the background on which the letters are placed; (3) Be readily legible, during daylighthours, from a distance of 50 feet (15.24 meters) while the CMV is stationary; and (4) Be kept and maintained in amanner that retains the legibilityeq. |
required
by paragraph (c)(3) of this section. (d) Construction and durability. The marking may be painted on the CMV or may consist of a removable device, if that device meets the identification and legibility requirements of paragraph (c) of this section, and such marking must be maintained as required by paragraph (c)(4) of this section. (e) Rented CMVs. A motor carrier operating a self-propelled CMV under a rental agreement having a term not in excess of 30 calendar days meets the requirements of this section if: (1) The CMV is marked in accordancewith the provisions of paragraphs (b) through (d) of this section; or (2) The CMV is marked as set forth inparagraph (e)(2)(i) through (iv) of this section: (i) The legal name or a single tradename of the lessor is displayed in accordance with paragraphs (c) and (d) of this section. (ii) The lessors identification numberpreceded by the letters USDOT is displayed in accordance with paragraphs (c) and (d) of this section; and (iii) The rental agreement entered intoby the lessor and the renting motor carrier conspicuously contains the following information: (A) The name and complete physicaladdress of the principal place of business of the renting motor carrier; (B) The identification number issuedthe renting motor carrier by the FMCSA, preceded by the letters USDOT, if the motor carrier has been issued such a number. In lieu of the identification number required in this paragraph, the following may be shown in the rental agreement: (1) Information which indicateswhether the motor carrier is engaged in interstate or intrastate commerce; and (2) Information which indicateswhether the renting motor carrier is transporting hazardous materials in the rented CMV; (C) The sentence: This lessorcooperates with all Federal, State, and local law enforcement officials nationwide to provide the identity of customers who operate this rental CMV; and (iv) The rental agreement entered intoby the lessor and the renting motor carrier is carried on the rental CMV during the full term of the rental agreement. See the leasing regulations at 49 CFR 376 for information that should be included in all leasing documents. (f) Driveaway services. In driveaway services, a removable device may be affixed on both sides or at the rear of a |
|
single driven
vehicle. In a combination |
removable
device must display the legal name or a single trade name of the motor carrier and the motor carriers USDOT number. |
8.
Revise § 390.27 to read as follows: § 390.27 Locations of motor carrier safety service centers. |
|
Service
center
|
Territory
included
|
Location
of office
|
|---|---|---|
|
Eastern |
CT, DC, DE, MA, MD, ME, NJ, NH, NY, PA, PR, RI, VA, VT, WV. | City Crescent Building, #10 South Howard Street, Suite 4000, Baltimore, MD 212012819. |
| Midwestern | IA, IL, IN, KS, MI, MO, MN, NE, OH, WI | 19900 Governors Drive, Suite 210, Olympia Fields, IL 60461 1021. |
| Southern | AL, AR, FL, GA, KY, LA, MS, NC, NM, OK, SC, TN, TX | 61 Forsyth Street, SW, Suite 17T75, Atlanta, GA 303033104. |
| Western | American Samoa, AK, AZ, CA, CO, Guam, HI, ID, Mariana Islands, MT, ND, NV, OR, SD, UT, WA, WY. | 201 Mission Street, Suite 2100, San Francisco, CA 941051838. |
§§ 390.401,
390.403, 390.405 and 390.407
(Subpart D) [Removed]
9. In part 390, remove subpart D,
consisting of §§ 390.401, 390.403,
390.405 and 390.407.
[FR Doc. 0013697 Filed 6100; 8:45 am]
BILLING CODE 491022P